Table 3. Design principles derived from studies of long-enduring institutions for governing sustainable resources
1. Clearly
Defined Boundaries
The
boundaries of the resource system (e.g., irrigation system or fishery) and the
individuals or households with rights to harvest resource units are clearly
defined.
2. Proportional
Equivalence between Benefits and Costs
Rules
specifying the amount of resource products that a user is allocated are related
to local conditions and to rules requiring labor, materials, and/or money inputs.
3. Collective-Choice
Arrangements
Most
individuals affected by harvesting and protection rules are included in the
group who can modify these rules.
4. Monitoring
Monitors,
who actively audit biophysical conditions and user behavior, are at least
partially accountable to the users or are the users themselves.
5. Graduated
Sanctions
Users
who violate rules-in-use are likely to receive graduated sanctions (depending
on the seriousness and context of the offense) from other users, from officials
accountable to these users, or from both.
6. Conflict-Resolution
Mechanisms
Users
and their officials have rapid access to low-cost, local arenas to resolve
conflict among users or between users and officials.
7. Minimal
Recognition of Rights to Organize
The
rights of users to devise their own institutions are not challenged by external
governmental authorities, and users have long-term tenure rights to the resource.
For
resources that are parts of larger systems:
8. Nested
Enterprises
Appropriation,
provision, monitoring, enforcement, conflict resolution, and governance
activities are organized in multiple layers of nested enterprises.
Source:
Based on Ostrom (1990).